Form CRS & Other Important Disclosures

We are committed to ensuring you have all available information when selecting the accounts and investments that are right for you. We encourage you to review these disclosure documents and to discuss any questions you may have with your registered representative, including the specific products and services they are able to offer.

Customer Relationship Summary for Our Broker-Dealer & Investment Adviser

Form CRS is a customer relationship summary that every broker-dealer and registered representative must provide to its customers. The W&S Brokerage Services, Inc. Form CRS describes both its broker-dealer services and its investment advisory services within one document.

Form CRS

Regulation Best Interest Disclosure

The Regulation Best Interest Disclosure provides additional detail related to, among other things, products and services, fees, costs, and conflicts of interest associated with our broker-dealer and recommendations made within your retail brokerage account.

Regulation BI Disclosure

Form ADV Part 2A

The Form ADV Part 2A is a narrative brochure describing our investment adviser that contains information such as the types of investment advisory services offered, the fee schedule, disciplinary information and conflicts of interest.

Form ADV